Nicolas Barrios, former Winter Haven, Florida UBS branch manager and financial advisor has been barred by the Financial Industry Regulatory...Read More
Marco Rodolfo Bigotti of Morgan Stanley Received Customer Complaint
According to Financial Industry Regulatory Authority (FINRA) records, on or around June 18, 2017, a customer of Marco Rudolf Bigotti made a customer complaint alleging damages of $139,454.00. According to the complaint, the “customer alleges to have a conservative portfolio and that financial advisor recommend financial instruments that decrease his family capital by more than 40%.”
Prior to being employed by Morgan Stanley in Miami, Marco Rodolfo Bigotti was employed by Citi International Financial Services, LLC, in San Juan, Puerto Rico. Citi denied the allegations, stating “the recommendations made were consistent with customer risk profile recorded in the account” and “during the investigation process conducted, the customer provided additional information regarding investment advice received, where he recognized that the investment made by the financial executive was suitable considering his risk profile; and requested to withdraw the dispute.” According to the regulatory records, the complaint was withdrawn.
Bigotti joined Morgan Stanley on or around March 6, 2015. Besides this customer complaint, Bigotti currently has no other customer complaints.