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Veronica Lopez-Lopez of Morgan Stanley Received Two Customer Complaints
According to her FINRA BrokerCheck Report, financial advisor Veronica Lopez-Lopez of Morgan Stanley in Miami recently received two customer complaints.
The first complaint, received on or around July 27, 2016, alleged $1 million in damages and “alleged unsuitability, inter alia, with respect to investments- November 2009 to April 2016.” The second complaint was received on or about October 16, 2016. The second complaint alleged “unsuitability with respect to investments – June 2011 – January 2014.” The amount of damages in that complaint were unspecified.
Veronica Lopez-Lopez has been with Morgan Stanley since 2009. Prior to that, she was employed by UBS International and Merrill Lynch.