Close Menu
Free Consultation: 305-965-1373

Veronica Lopez-Lopez of Morgan Stanley Received Two Customer Complaints

According to her FINRA BrokerCheck Report, financial advisor Veronica Lopez-Lopez of Morgan Stanley in Miami recently received two customer complaints.

The first complaint, received on or around July 27, 2016, alleged $1 million in damages and “alleged unsuitability, inter alia, with respect to investments- November 2009 to April 2016.” The second complaint was received on or about October 16, 2016. The second complaint alleged “unsuitability with respect to investments – June 2011 – January 2014.” The amount of damages in that complaint were unspecified.

Veronica Lopez-Lopez has been with Morgan Stanley since 2009. Prior to that, she was employed by UBS International and Merrill Lynch.

Facebook Twitter LinkedIn Google Plus
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Abraham Biderman: Palladium Capital Advisors Managing Director Barred

    Abraham Biderman, former Managing Director of Palladium Capital Advisors of New York, New York, was barred by FINRA as a...

    Read More
  • Joseph Clottey: Georgia Financial Advisor Barred By Regulator

    Joseph Clottey of Lawrenceville, Georgia has been barred by the Financial Industry Regulatory Authority (FINRA) as of June 19th, 2018. This...

    Read More
  • Steven Knutilla: Perham, Minnesota Financial Advisor Barred By Regulator

    Steven Knuttila, formerly of Capital Financial Services Inc. in Perham, Minnesota, has been barred from the securities industry by FINRA...

    Read More
  • Dennis Farrah: Colorado Financial Advisor Barred For Failure To Comply With FINRA Investigation

    Dennis Farrah, a former General Securities Representative for Taylor Capital Management in Aurora, Colorado, has been barred by the Financial...

    Read More
  • Previous
  • Next